For other versions of this document, see http://wikileaks.org/wiki/CRS-RL33953 ------------------------------------------------------------------------------ ¢ ¢ Prepared for Members and Committees of Congress ¢ ¢ This report tracks nominations made by President George W. Bush to judgeships on the U.S. courts of appeals, the U.S. district courts, and the U.S. Court of International Trade--the lower courts on which, pursuant to Article III of the Constitution, judges serve "during good Behaviour." It lists and keeps count of all nominations made to these courts during the 110th Congress, including pertinent actions taken by the Senate Judiciary Committee and the full Senate. It also tracks the number of judicial vacancies on the courts (including vacancies classified by the federal judiciary as "judicial emergencies"), the number of nominations pending to fill the vacancies, and the names of the pending nominees. It presents the number of persons nominated by President Bush to each category of lower Article III court during his entire presidency (breaking down each total to show the number confirmed, pending, returned and not re-nominated, and withdrawn). Last, it provides tabular and graphical comparisons of President Bush's lower court nominee statistics with those of the four Presidents who immediately preceded him. As of October 20, 2008: · President Bush had nominated 23 individuals to the U.S. courts of appeals during the 110th Congress, with the Senate having confirmed 10 of them, and with 3 withdrawn by the President. · President Bush had nominated 79 individuals to the U.S. district courts during the 110th Congress, with the Senate having confirmed 58 of them, and with 1 withdrawn by the President. · There were 11 judicial vacancies on the U.S. courts of appeals, with 10 nominations pending to fill these vacancies. · There were 25 U.S. district court vacancies, with 16 nominations pending to fill these judgeships, and an additional 4 nominations pending to fill future district court vacancies. · No vacancies had occurred on the U.S. Court of International Trade during the 110th Congress (and thus no nominations have been made to the court during the Congress). During the entire presidency of George W. Bush (from January 20, 2001, to October 20, 2008), there have been 373 nominees to Article III lower court judgeships. Of the 373 total nominees, 30 are pending, 324 have received Senate confirmation, 9 have been returned to the President in a previous Congress and not resubmitted, and 10 have been withdrawn by the President and not resubmitted. For corresponding information about President Bush's appeals and district court nominations during earlier Congresses, see CRS Report RL31868, U.S. Circuit and District Court Nominations by President George W. Bush During the 107th-109th Congresses, by Denis Steven Rutkus, Kevin M. Scott, and Maureen Bearden. This report will be updated to record new actions by President Bush, the Senate Judiciary Committee, or the Senate involving Article III lower court nominations. ¢ Introduction ..................................................................................................................................... 1 The Article III Lower Courts..................................................................................................... 1 Judicial Nomination Data Tracked............................................................................................ 3 Judicial Nomination Tables for the 110th Congress ......................................................................... 3 Figure 1. Average Number of Days From First Nomination to Final Senate Action, Nominees to the U.S. Courts of Appeals, January 20, 1977-October 20, 2008 ......................... 17 Figure 2. Average Number of Days from First Nomination to Final Senate Action, Nominees to the Article III U.S. District Courts, January 20, 1977-October 20, 2008.............. 18 Table 1. Vacancies in Article III Lower Court Judgeships .............................................................. 4 Table 2. Pending Nominations to the U.S. Courts of Appeals, District Courts, and Court of International Trade in the 110th Congress ................................................................................ 5 Table 3. President George W. Bush's Nominations to the U.S. Circuit Courts of Appeals During the 110th Congress ............................................................................................................ 8 Table 4. President George W. Bush's Nominations to the U.S. District Courts During the 110th Congress ............................................................................................................................ 10 Table 5. President George W. Bush's Nominations to the U.S. Court of International Trade During the 110th Congress................................................................................................ 14 Table 6. President George W. Bush's Nominees to Article III Lower Courts: A Numerical Breakdown According to Status of Their Most Recent Nomination.......................................... 15 Table 7. Article III U.S. District Courts and Courts of Appeals: Number of Nominees, Number Confirmed, and Percent of Nominees Confirmed, Five Most Recent Presidents ........ 16 ¡ Appendix. The Appointment Process for Nominations to Article III Judgeships ......................... 20 Author Contact Information .......................................................................................................... 22 ¢ Under Article III of the Constitution of the United States, the appointment of individuals to lifetime positions on the lower federal courts (the U.S. courts of appeals, U.S. district courts, and U.S. Court of International Trade) requires Senate confirmation.1 In recent years, Congress has expressed increasing interest in the nomination and confirmation process for lower federal court judges.2 During the 110th Congress, the number of lower court nominations by President George W. Bush that have been confirmed or were likely to be confirmed has been a subject of continuing Senate interest.3 To provide Congress with a current overview of the lower court appointment process, this report tracks the status of certain lower court nominations made by President George W. Bush during the 110th Congress. The report deals primarily with nominations to lower Article III courts (those courts on which judges serve "during good Behaviour"), while also accounting for infrequent nominations to the small number of territorial district judgeships, which have fixed-term appointments.4 Article III, Section 1 of the Constitution provides, in part, that the "judicial Power of the United States shall be vested in one supreme Court, and in such inferior Courts as the Congress may from time to time ordain and establish." It further provides that justices on the Supreme Court and judges on lower courts established by Congress under Article III have what effectively has come to mean life tenure, holding their office "during good Behaviour."5 By contrast, judges in various federal courts established by Congress under Article I of the Constitution are appointed for fixed terms.6 Along with the Supreme Court, the courts that constitute the Article III courts in the 1 For an overview of the process for appointing lower court judges (and the respective roles played in that process by the President, the Senate Judiciary Committee, and the full Senate), see the Appendix. 2 See, for example, Nancy Scherer, Scoring Points: Politicians, Activists, and the Lower Federal Court Appointment Process (Stanford, CA: Stanford University Press, 2005); Lee Epstein and Jeffrey A. Segal, Advice and Consent: The Politics of Judicial Appointments (New York: Oxford University Press, 2005); Sheldon Goldman, "Judicial Confirmation Wars: Ideology and the Battle for the Federal Courts," University of Richmond Law Review, vol. 39, March 2005, pp. 871-908; Stephen B. Burbank, "Politics, Privilege & Power: The Senate's Role in the Appointment of Federal Judges," Judicature, vol. 86, July-August 2002, pp. 24-27; and Elliot E. Slotnick, "A Historical Perspective on Federal Judicial Selection," Judicature, vol. 86, July-August 2002, pp. 13-16. 3 See, for instance, the floor remarks of the Senate Republican Leader, Sen. Mitch McConnell of Kentucky, on June 5, 2008, and of the chairman of the Senate Judiciary Committee, Sen. Patrick J. Leahy (D-VT), on June 10, 2008, expressing contrasting views on whether a sufficient number of judicial nominations had been confirmed by that point in the 110th Congress. Sen. Mitch McConnell, "Judicial Nominations," Congressional Record, daily edition, vol.154, June 5, 2008, p. S5128; and Sen. Patrick J. Leahy, "Nomination of Mark Steven Davis to be United States District Judge for the Eastern District of Virginia," Congressional Record, vol. 154, June 10, 2008, pp. S5413-S5416. 4 For a detailed narrative and statistical analysis of President George W. Bush's lower court nominations during the first six years of his presidency, see CRS Report RL31868, U.S. Circuit and District Court Nominations by President George W. Bush During the 107th-109th Congresses, by Denis Steven Rutkus, Kevin M. Scott, and Maureen Bearden. 5 Pursuant to this constitutional language, Article III judges may hold office for as long as they live or until they voluntarily leave office. A President has no power to remove them from office. Article III judges may be removed by Congress only through the process of impeachment by the House and conviction by the Senate. 6 Citing the power to do so in Article I of the Constitution, Congress, in separate statutes, has created four courts of specialized subject matter jurisdiction--the U.S. Court of Federal Claims, the U.S. Tax Court, the U.S. Court of Appeals for Veterans Claims, and the Court of Appeals for the Armed Forces--and has authorized 15-year judicial (continued...) ¢ federal judicial system are the U.S. courts of appeals, the U.S. district courts, and the U.S. Court of International Trade. The following are thumbnail descriptions of each of the lower Article III courts: These courts take appeals from federal trial court decisions and are empowered to review the decisions of many administrative agencies. Cases presented to these courts are generally considered by judges sitting in three-member panels. Altogether, 178 permanent appellate court judgeships are authorized by law.7 Courts within the courts of appeals system are often called "circuit courts," because they are divided into 12 geographic circuits and an additional nationwide circuit, the Federal Circuit, which has specialized subject matter jurisdiction. In this report, nominations to U.S. courts of appeals judgeships are, at various points, also referred to as "circuit court nominations." These are the trial courts of general federal jurisdiction. Each state has at least one district court, while some states have as many as four. There are 674 district court judgeships authorized by law, including those for the District of Columbia and the Commonwealth of Puerto Rico.8 This court has original and exclusive jurisdiction over civil actions against the United States, its agencies and officers, and certain civil actions brought by the United States arising out of import transactions and federal statutes affecting international trade. The court is composed of nine judges, no more than five of whom may belong to one political party. Congress also has established district courts in the territories of Guam, the U.S. Virgin Islands, and the Northern Mariana Islands. Like the U.S. district courts, the territorial courts are trial courts of general federal jurisdiction, while also having jurisdiction over many local matters that, within the 50 states, are handled in state courts. Because they are trial courts of general federal jurisdiction, whose rulings may be appealed to a U.S. court of appeals,9 the territorial courts can (...continued) tenure in these courts. 7 On January 7, 2008, President George W. Bush signed H.R. 660, the Court Security Improvement Act of 2007 (P.L. 110-77, 121 Stat. 2534). Among other things, the act decreased the number of judgeships in the D.C. Circuit Court of Appeals from 12 to 11 and, effective January 21, 2009, increased the number of judgeships on the Ninth Circuit Court of Appeals from 28 to 29. Accordingly, there are 178 judgeships on the courts of appeals until January 21, 2009, when, barring any other adjustment, that number will rise to 179. 8 The 674 total consists of 663 permanently authorized judgeships and 11 "temporary" judgeships (which, pursuant to statute, temporarily increase the number of judgeships for specified judicial districts. These districts revert back to the permanently authorized number of judgeships at a future time fixed by the statute--typically, when, after a specified number of years, a judgeship in the district is vacated). 9 Decisions of the U.S. District Courts for the District of Guam and the District of the Northern Mariana Islands are appealed to the Ninth Circuit Court of Appeals. Decisions of the U.S. District Court for the District of Virgin Islands are appealed to the Third Circuit Court of Appeals. ¢ be viewed as a category of court falling within the federal district court system.10 Territorial courts, however, are not Article III courts, and judicial appointees to these courts serve 10-year terms, with one judgeship each in Guam and the Northern Mariana Islands, and two in the Virgin Islands. This report lists and keeps count of all nominations made to the above-discussed courts during the 110th Congress, including certain actions taken on these nominations by the Senate Judiciary Committee and the full Senate. The report also provides statistics for all of the nominations that President Bush has made to these courts during his entire presidency, starting with the 107th Congress in January 2001 and carrying through to the present. (Thus far in the 110th Congress, no nominations have been made either to the U.S. Court of International Trade or to the territorial district courts, although President Bush made, and the Senate confirmed, nominations to these courts during previous Congresses.) In the following pages, President Bush's nominations to the lower Article III courts are listed or counted in Tables 1 through 6. Some of these tables, where noted, also keep track of nominations made to the territorial courts. The Appendix provides a brief textual overview of the principal steps in the process for appointing lower court judges. Table 1. is a judicial vacancy table. For each type of Article III lower court--circuit, district, and Court of International Trade--it shows the number of judgeships vacant as of the date listed, as well as the number of nominations pending to fill those judgeships. Table 1. also displays the number of nominations pending to fill "future vacancies," which occur when judges in active service announce their retirement to occur on a date that has not yet been reached or when a judge in active service indicates a plan to retire or take senior status upon the confirmation of a successor. In addition, Table 1. shows how many of these vacancies are classified by the federal judiciary as "judicial emergencies." For the courts of appeals, a judicial emergency is any vacancy in a circuit where there are more than 700 adjusted filings per panel, or any vacancy in a circuit that has existed for more than 18 months and where adjusted filings are between 500 to 700 per panel.11 For a district court, a judicial emergency is any vacancy in a district where weighted filings exceed 600 per judgeship, or any vacancy in existence more than 18 months where weighted 10 For instance, the federal judiciary subsumes territorial courts under the heading of "District Courts" in various places on its website, at http://www.uscourts.gov. In one link on the website, entitled "Authorized Judgeships," accessed via http://www.uscourts.gov/judicialvac.html, the judiciary lists the number of authorized judgeships, respectively, on the Supreme Court, the circuit courts, the district courts, and the Court of International Trade. The link, under the heading of "District Courts," provides an "Article III" sub-heading (with 674 judgeships) and a "Territorial Court" sub-heading (with 4 judgeships), and, in an adjacent column, 678 is shown to be total number of judgeships for the "District Courts" heading. 11 "Adjusted filings" eliminate reinstated cases and weight pro se appeals as one-third of a case. All other cases have a weight of one. The number of adjusted filings in a given year is then divided by the number of three-judge panels on a circuit (e.g., a circuit with 7 authorized judgeships has 2.33 panels). Adjusted filings data are updated every three months. ¢ filings are between 430 and 600 per judgeship, or any court with more than one authorized judgeship and only one active judge.12 .1 elbaT spihsegduJ truoC rewoL III elcitrA ni seicnacaV )8002 ,02 rebotc O fo sa( gnidneP snoitanimoN seicnegremE laiciduJ truoC seicnacaV erutuF roF gnitsixE roF seenimoN seicnacaV seicnacaV gnidneP rebmuN slaeppA fo struoC .S.U 11 01 0 7 6 struoC tcirtsiD .S.U 52 61 4 6 5 fo truoC .S.U 0 0 0 0 0 edarT lanoitanretnI latoT 63 62 4 31 11 ta elbaliava ,struoC setatS detinU eht rof eciffO evitartsinimdA eht yb dedivorp atad fo sisylana SRC :ecruoS .lmth.cavlaiciduj/vog.struocsu.www//:ptth Table which lists pending nominations, presents all Article III lower court nominations made during t he 110th Congress that were pending as of the date listed. The table shows the date each nomination was received by the Senate, the date of any hearing on the nomination before the Judiciary Committee, and the date of any vote by the committee to report the nomination to the Senate. The table also indicates which nominations in the list are renominations--persons nominated to the same judgeship either earlier in the 110th Congress or in a previous Congress. 12 "Weighted filings" use a system developed by the Federal Judicial Center to account for how much of a judge's time each case type should take. Like adjusted filings data, it is an annual measure of court workload updated every three months. According to the Administrative Office for the United States Courts, "average civil cases or criminal defendants each receive a weight of approximately 1.0; for more time-consuming cases, higher weights are assessed (e.g., a death-penalty habeas corpus case is assigned a weight of 12.89); and cases demanding relatively little time from judges receive lower weights (e.g., a defaulted student loan case is assigned a weight of 0.031)." 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The tables show how far along each nomination has progressed in the appointment process, with separate columns indicating the date on which any of the following occurred: · the Judiciary Committee held a hearing on the nomination, · the committee voted to report or take other action on the nomination, or · final action was taken on the nomination. When final action has occurred on a nomination, the nature of the action is indicated in another column, under the heading "Disposition." (For each nomination, one of four kinds of disposition is possible--confirmation by the Senate, return of the nomination to the President, withdrawal by the President, and rejection by the Senate. During George W. Bush's presidency, however, the Senate has never voted to reject a judicial nomination.) An additional column, for nominations receiving a Senate confirmation vote, indicates whether the vote was by roll call (by supplying the roll call tally) or by voice vote. A final column in Tables 3 and 4 presents time-span information for nominations having received final action in the 110th Congress. Specifically, for each such nomination, the column measures 13 In the event any nominations were to be made to the territorial district courts, they would be listed in A numerical tally indicates a Senate roll call vote on confirmation (the yeas followed by the nays). "Voice" indicates that the Senate confirmed the nomination by voice vote. fo rebmun eht troper nmuloc siht ni deyalpsid seulav eht ,ssergnoC suoiverp a ni detanimon slaudividni roF .a tsom eht no noitca lanif eht fo etad eht dna noitanimon tsrif eht fo etad eht neewteb despale hcihw syad .ssergnoC ht011 eht ni noitanimon tnecer roF .noitisop emas eht ot noitanimon a no ssergnoC ht901 eht ni gniraeh a deviecer laudividni ehT .b truoC tcirtsiD dna tiucriC .S.U ,86813LR tropeR SRC ni 4 dna 1 secidneppA ees ,noitamrofni lanoitidda ,suktuR nevetS sineD yb ,sessergnoC ht901-ht701 eht gniruD hsuB .W egroeG tnediserP yb snoitanimoN .nedraeB neeruaM dna ,ttocS .M niveK .)6002-5002( ssergnoC ht901 eht ni detanimon tsrif laudividni na fo noitanimoneR .c rof ,yad emas eht ,detanimoner dna ttorT nehpetS yb detacav taes a rof eenimon a sa nwardhtiw saw htimS .d .nosleN samohT yb detacav taes a elbaT , and treated as falling within the category of district court nominations, even though, as discussed above, they are not Article III court nominations. Thus far during the 110th Congress, no nominations have been made to the territorial courts. ¢ the number of days that elapsed between a nominee's first nomination to a particular court and the final action on this (the most recent) nomination. In some cases, a nominee has been nominated only once by President Bush for a judgeship, and the time span measured for such a nominee in the final column in Tables 3 and 4 is the number of days that elapsed between the date during the 110th Congress that the nomination was received in the Senate and the date it received final action. However, in other cases, a judicial nominee in the 110th Congress has been nominated more than once, with one or more nominations of that person having been made in an earlier Congress. For such a nominee, the final column in Tables 3 and 4 measures the number of days that elapsed between the nominee's first nomination in the earlier Congress and the date that the nominee's nomination in the 110th Congress received final action.14 Table shows that, thus far in the 110th Congress, President Bush has nominated 23 individuals to circuit court judgeships,15 10 of whom have been confirmed by the Senate, while the nominations of 3 were withdrawn by the President and not resubmitted.16 Table shows that, thus far in the 110th Congress, the President has nominated 79 individuals to district court judgeships.17 Of those 79, 58 have been confirmed, while the nomination of 1 was withdrawn by the President and not resubmitted.18 Table , for the present, is an empty table, which exists to account for any future nominations that President Bush might make to the U.S. Court of International Trade. (Thus far during the 110th Congress, no nominations have been made to this court.) The table is of the same format as Tables 3 and 4. Accordingly, in the event any nominations were to be made to the court, the table would list actions on the nominations by the Judiciary Committee and the Senate, any other final action taken, and number of days elapsed between the date of nomination and date of final action. 14 For a person nominated for the first time to a judgeship during the 110th Congress, only to be re-nominated during the 110th Congress, the final column in Tables 3 and 4 shows, if final action has occurred on the last nomination, the time elapsed between date of first nomination and date of final action on the last nomination. 15 While Table lists 24 nominations to the courts of appeals, the number of persons nominated is 23. The 24 nominations include two of the same person, N. Randy Smith. As Table shows, Smith's first nomination in the 110th Congress to a particular seat on the Ninth Circuit was withdrawn on the same day that he was renominated for a different Ninth Circuit seat. 16 Thus far in the 110th Congress, the nominations of four court of appeals nominees have been withdrawn. However, as explained in the preceding footnote, one of these individuals was renominated. 17 While Table lists 80 nominations to the district courts, the number of persons nominated is 79. The 80 nominations include two of the same person, Carolyn P. Short. As Table shows, Short's first nomination in the 110th Congress to a particular seat on the Eastern District of Pennsylvania was withdrawn on the same day that she was renominated for a different Eastern District of Pennsylvania seat. 18 Thus far in the 110th Congress, the nominations of two district court nominees have been withdrawn. 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reteP ,relsieK .M samohT 1 381 0-59 demrifnoC 70/51/3 70/8/3 c 70/9/1 drihT AP ,namidraH noitcA noitcA devieceR bnoitcA laniF ot noitanimoN laniF eettimmoC gniraeH noitanimoN eenimoN a etoV noitisopsiD truoC etatS .oN tsriF ,despalE syaD fo emaN etaD )8002 ,02 rebotc O fo sa( ssergnoC ht011 eht gniruD slaeppA fo struoC tiucriC .S.U eht ot snoitanimoN s'hsuB .W egroeG tnediserP . 3 elbaT .nosleN samohT yb detacav taes a rof ,yad emas eht ,detanimoner dna ttorT nehpetS yb detacav taes a rof eenimon a sa nwardhtiw saw htimS .e .)6002-5002( ssergnoC ht901 eht ni detanimon tsrif laudividni na fo noitanimoneR .d .nedraeB neeruaM dna ,ttocS .M niveK ,suktuR nevetS sineD yb ,sessergnoC ht901-ht701 eht gniruD hsuB .W egroeG tnediserP yb snoitanimoN truoC tcirtsiD dna tiucriC .S.U ,86813LR tropeR SRC ni 4 dna 1 secidneppA ees ,noitamrofni lanoitidda roF .noitisop emas eht ot noitanimon a no ssergnoC ht901 eht ni gniraeh a deviecer laudividni ehT .c .ssergnoC ht011 eht ni noitanimon tnecer tsom eht no noitca lanif eht fo etad eht dna noitanimon tsrif eht fo etad eht neewteb despale hcihw syad fo rebmun eht troper nmuloc siht ni deyalpsid seulav eht ,ssergnoC suoiverp a ni detanimon slaudividni roF .b .etov eciov yb noitanimon eht demrifnoc etaneS eht taht setacidni "ecioV" .)syan eht yb dewollof saey eht( noitamrifnoc no etov llac llor etaneS a setacidni yllat laciremun A .a esabataD snoitanimoN laiciduJ SRC :ecruoS 80/62/9 htneveS NI .P pilihP ,nomiS 42 80/9/9 dnoceS YN .A 32 atteroL ,akserP 80/42/7 drihT AP .S luaP ,dnomaiD 22 80/8/5 htruoF AV .E nelG ,darnoC 12 07 23-36 demrifnoC 80/42/6 80/21/6 80/7/5 80/51/4 htxiS IM .N 02 eneleH ,etihW 86 0-69 demrifnoC 80/02/5 80/21/5 80/1/5 80/31/3 htruoF AV nevetS .G ,eegA 91 70/6/21 tsriF IR .E mailliW ,htimS 81 70/51/11 htruoF DM .J 71 doR ,nietsnesoR 252 -- nwardhtiW 80/42/7 70/51/11 drihT AP .K.E 61 eneG ,rettarP .M samohT 1 381 0-59 demrifnoC 70/51/3 70/8/3 c 70/9/1 drihT AP ,namidraH noitcA noitcA devieceR bnoitcA laniF ot noitanimoN laniF eettimmoC gniraeH noitanimoN eenimoN a etoV noitisopsiD truoC etatS .oN tsriF ,despalE syaD fo emaN etaD 232 0-79 demrifnoC 70/03/1 70/52/1 d 70/9/1 AG.S c.G asiL ,dooW 32 071 ecioV demrifnoC 70/82/6 70/3/5 70/11/4 70/9/1 NI.N .S hpesoJ ,nelekkoB naV 22 522 0-99 demrifnoC 70/82/6 70/52/4 70/31/3 70/9/1 AW.W c.H nimajneB ,eltteS 12 144 ecioV demrifnoC 70/41/21 70/51/11 70/42/01 70/9/1 CN.M c.D samohT ,redeorhcS 02 70/9/1 AC.C c.E semaJ ,nagoR 91 643 ecioV demrifnoC 70/01/9 70/91/7 70/02/6 70/9/1 CN.W cK nitraM ,regnidieR 81 132 0-59 demrifnoC 70/42/4 70/21/4 70/31/3 70/9/1 SM.S c.S lilaH ,nedrezO 71 643 0-09 demrifnoC 70/01/9 70/91/7 70/02/6 70/9/1 CN.M c.rJ ,.L mailliW ,neetsO 61 381 0-79 demrifnoC 70/1/2 70/52/1 d 70/9/1 AC.E c.J ecnerwaL ,llieN'O 51 143 0-88 demrifnoC 70/9/7 70/42/5 70/01/5 70/9/1 AV.E cmaiL ,ydarG'O 41 824 ecioV demrifnoC 70/4/01 70/91/7 70/11/4 70/9/1 YN.E c.R nylssoR ,fpoksuaM 31 832 ecioV demrifnoC 70/8/3 70/8/2 d 70/9/1 HO.N c.E araS ,ioiL 21 451 0-19 demrifnoC 70/8/5 70/52/4 70/31/3 70/9/1 LI.N c.J kcirederF ,alapaK 11 352 0-59 demrifnoC 70/8/3 70/8/2 d 70/9/1 AI.S c.A nhoJ ,yevraJ 01 352 0-39 demrifnoC 70/51/2 70/8/2 d 70/9/1 LF.M c.M aicraM ,drawoH 9 182 0-79 demrifnoC 70/03/1 70/52/1 d 70/9/1 AC.C c.S pilihP ,zerreituG 8 932 0-99 demrifnoC 70/1/2 70/52/1 d 70/9/1 KO.N c.K yrogerG ,llezzirF 7 612 0-79 demrifnoC 70/41/2 70/8/2 d 70/9/1 AP.W c.B aroN ,rehcsiF 6 70/9/1 CN.E c.A samohT ,rraF 5 534 -- nwardhtiW 70/6/9 70/9/1 YN.N c.O yraM ,euhonoD 4 724 ecioV demrifnoC 70/82/3 70/8/3 d 70/9/1 TC c.L assenaV ,tnayrB 3 372 ecioV demrifnoC 70/1/2 70/52/1 d 70/9/1 AC.C c .L eirelaV ,rekaB 2 062 ecioV demrifnoC 70/51/3 70/1/3 70/6/2 70/9/1 VW.N c .P nhoJ ,yeliaB 1 noitcA devieceR bnoitcA noitcA laniF gniraeH laniF ot noitanimoN aetoV noitisopsiD eettimmoC noitanimoN truoC eenimoN fo emaN .oN tsriF ,despalE syaD etaD )8002 ,02 rebotc O fo sa( ssergnoC ht011 eht gniruD struoC tcirtsiD .S.U eht ot snoitanimoN s'hsuB .W egroeG tnediserP .4 elbaT 802 ecioV demrifnoC 80/01/6 80/42/4 80/3/4 70/51/11 OM.W .G divaD ,syaK 84 802 0-49 demrifnoC 80/01/6 80/42/4 80/3/4 70/51/11 AV.E .S kraM ,sivaD 74 70/51/11 IR .D nlocniL ,dnomlA 64 771 0-88 demrifnoC 80/01/4 80/6/3 80/21/2 70/61/01 RA.E .S nairB ,relliM 54 712 ecioV demrifnoC 80/01/4 80/6/3 80/12/2 70/6/9 AC.E .A nhoJ ,zedneM 44 712 ecioV demrifnoC 80/01/4 80/6/3 80/12/2 70/6/9 NT.W .T yelnatS ,nosrednA 34 811 0-68 demrifnoC 70/31/11 70/4/01 70/52/9 70/81/7 LI.N .rJ ,.M treboR ,woD 24 241 ecioV demrifnoC 70/61/11 70/51/11 70/42/01 70/72/6 XT.N .C deeR ,ronnoC'O 14 80/21/2 70/31/6 NT.M VI ,.A suvatsuG ,raeyruP 04 481 ecioV demrifnoC 70/41/21 70/51/11 70/42/01 70/31/6 HN .N hpesoJ ,etnalpaL 93 302 ecioV demrifnoC 70/31/21 70/51/11 70/42/01 70/42/5 YK.E .R lumA ,rapahT 83 70/42/5 VW.N .J mailliW ,llewoP 73 571 0-09 demrifnoC 70/01/9 70/91/7 70/02/6 70/91/3 AC.S .L sinaJ ,onitrammaS 63 673 4-38 demrifnoC 70/9/7 70/42/5 d 70/01/5 70/91/3 IM.W c.T tenaJ ,ffeN 53 673 ecioV demrifnoC 70/9/7 70/42/5 d 70/91/3 IM.W c.L luaP ,yenolaM 43 673 ecioV demrifnoC 70/9/7 70/7/6 d 70/91/3 IM.W c.J treboR ,reknoJ 33 991 ecioV demrifnoC 70/4/01 70/6/9 70/91/7 70/91/3 AW.W .A drahciR ,senoJ 23 80/21/2 70/91/3 YW .H drahciR ,rekanoH 13 883 ecioV demrifnoC 80/01/4 80/6/3 80/21/2 70/91/3 AG.S .R semaJ ,llaH 03 70/91/3 AL.M .R divaD ,saguD 92 991 ecioV demrifnoC 70/4/01 70/6/9 70/91/7 70/91/3 SM.N noirahS ,kcocyA 82 331 0-99 demrifnoC 70/82/6 70/3/5 70/11/4 70/51/2 YN.S drahciR ,navilluS 72 961 0-69 demrifnoC 70/3/8 70/91/7 70/02/6 70/51/2 KO.W .D yhtomiT ,itsuiGeD 62 302 0-69 demrifnoC 70/72/3 70/1/3 70/6/2 70/9/1 AC.C c.H egroeG ,uW 52 191 ecioV demrifnoC 70/51/3 70/1/3 70/6/2 70/9/1 AC.C c II ,.D sitO ,thgirW 42 noitcA devieceR bnoitcA noitcA laniF eettimmoC gniraeH noitanimoN laniF ot noitanimoN aetoV noitisopsiD truoC eenimoN fo emaN .oN tsriF ,despalE syaD etaD 56 ecioV demrifnoC 80/62/9 80/52/9 80/32/9 80/32/7 SK .F cirE ,nergleM 27 80/32/7 RO .A ocraM ,zednanreH 17 17 ecioV demrifnoC 80/62/9 80/52/9 80/32/9 80/71/7 AV.E .J ynohtnA ,agnerT 07 80/51/7 IW.E .G yhtomiT ,naguD 96 87 ecioV demrifnoC 80/62/9 80/52/9 80/9/9 80/01/7 LF.M .S yraM ,nevircS 86 80/01/7 LF.M .F mailliW ,gnuJ 76 80/01/7 OC .E yrogerG ,grebdloG 66 87 ecioV demrifnoC 80/62/9 80/52/9 80/9/9 80/01/7 OC .A pilihP ,remmirB 56 87 ecioV demrifnoC 80/62/9 80/52/9 80/9/9 80/01/7 OC .M enitsirhC ,olleugrA 46 80/91/6 CD .A yerffeJ ,nesoR 36 80/91/6 CD leahciM ,llieN'O 26 941 ecioV demrifnoC 80/62/9 80/52/9 80/9/9 80/03/4 AC.S .M leahciM ,ollenA 16 051 ecioV demrifnoC 80/62/9 80/52/9 80/9/9 80/92/4 TU kralC ,spuoddaW 06 97 ecioV demrifnoC 80/71/7 80/62/6 80/11/6 80/92/4 YN.S .G luaP ,ehpedraG 95 07 ecioV demrifnoC 80/42/6 80/21/6 80/7/5 80/51/4 IM.E III ,.J nehpetS ,yhpruM 85 331 ecioV demrifnoC 80/22/7 80/62/6 80/11/6 80/11/3 YN.S yhtaC ,lebieS 75 821 ecioV demrifnoC 80/71/7 80/62/6 80/11/6 80/11/3 YN.E .A oyiK ,otomustaM 65 80/62/2 ED .F mloC ,yllonnoC 55 331 0-79 demrifnoC 80/62/6 80/22/5 80/1/5 80/41/2 NI.S .T mailliW ,ecnerwaL 45 422 ecioV demrifnoC 80/22/7 80/62/6 80/11/6 70/11/21 YN.N .T nnelG ,ybadduS 35 891 ecioV demrifnoC 80/62/6 80/22/5 80/1/5 70/11/21 ZA yarruM .G ,wonS 25 781 ecioV demrifnoC 80/01/6 80/42/4 80/3/4 70/6/21 OM.E .rJ ,.N nehpetS ,hguabmiL 15 -- -- e nwardhtiW 80/42/7 70/51/11 AP.E .P nyloraC ,trohS 05 80/3/4 70/51/11 AV.E .J divaD ,kavoN 94 noitcA devieceR bnoitcA noitcA laniF eettimmoC gniraeH noitanimoN laniF ot noitanimoN aetoV noitisopsiD truoC eenimoN fo emaN .oN tsriF ,despalE syaD etaD .nwardhtiw eb ot noitanimon taht rof deen eht gninialpxe eton elbat gnidecerp dna ,8002 ,42 yluJ no noitanimon taht fo lawardhtiw eht ,trohS fo noitanimon ,7002 ,51 rebmevoN eht elbat siht ni eeS .tcirtsid laiciduj emas eht ni pihsegduj tnereffid a ot ssergnoC ht011 eht ni reilrae detanimon laudividni na fo noitanimoneR .f .tcirtsid laiciduj emas eht ni pihsegduj tcirtsid tnereffid a ot trohS detanimoner hsuB tnediserP ,yad emas tahT .42 yluJ no osla ,nwardhtiw saw noitanimon trohS eht ,ylgnidrocca ;dellif eb ot dedeen regnol on noitseuq ni pihsegduj tcirtsid eht ,8002 ,42 yluJ no nwardhtiw saw tiucriC drihT eht ot noitanimon rettarP eht nehW ).tiucriC drihT eht ot rettarP fo noitanimon ,7002 ,51 rebmevoN eht ,evoba , elbaT ni eeS( .tiucriC drihT eht ot rettarP .K.E eneG egduj truoc tcirtsid .S.U fo noitavele eht nopu pihsegduj truoc tcirtsid a llif ot edam saw noitanimon sihT .e .nedraeB neeruaM dna ,ttocS .M niveK ,suktuR nevetS sineD yb ,sessergnoC ht901-ht701 eht gniruD hsuB .W egroeG tnediserP yb snoitanimoN truoC tcirtsiD dna tiucriC .S.U ,86813LR tropeR SRC ni 8 dna 5 secidneppA ees ,noitamrofni lanoitidda roF .noitisop emas eht ot noitanimon a no ssergnoC ht901 eht ni gniraeh a deviecer laudividni ehT .d .)6002-5002( ssergnoC ht901 eht ni detanimon tsrif laudividni na fo noitanimoneR .c .ssergnoC ht011 eht ni noitanimon tnecer tsom eht no noitca lanif eht fo etad eht dna noitanimon tsrif eht fo etad eht neewteb despale hcihw syad fo rebmun eht troper nmuloc siht ni deyalpsid seulav eht ,ssergnoC suoiverp a ni detanimon slaudividni roF .b .etov eciov yb noitanimon eht demrifnoc etaneS eht taht setacidni "ecioV" .)syan eht yb dewollof saey eht( noitamrifnoc no etov llac llor etaneS a setacidni yllat laciremun A .a esabataD snoitanimoN laiciduJ SRC :ecruoS 80/9/9 IW.W caM .J ,sivaD 08 80/13/7 LI.N .rJ ,.J nhoJ ,prahT 97 80/13/7 YN.N samohT ,ellecraM 87 80/13/7 SM.S drahciR .J ,yrraB 77 46 ecioV demrifnoC 80/62/9 80/52/9 80/32/9 80/42/7 AP.E .S leoJ ,yksmolS 67 f 80/42/7 AP.E .P nyloraC ,trohS 57 46 ecioV demrifnoC 80/62/9 80/52/9 80/32/9 80/42/7 AP.E II ,llenraD .C ,senoJ 47 46 ecioV demrifnoC 80/62/9 80/52/9 80/32/9 80/42/7 AP.E .S llehctiM ,grebdloG 37 noitcA devieceR bnoitcA noitcA laniF eettimmoC gniraeH noitanimoN laniF ot noitanimoN aetoV noitisopsiD truoC eenimoN fo emaN .oN tsriF ,despalE syaD etaD esabataD snoitanimoN laiciduJ SRC :ecruoS .truoc siht ot snoitanimon on neeb evah ereht ,ssergnoC ht011 eht gnirud ,raf suhT noitcA noitcA gniraeH devieceR noitcA laniF eettimmoC noitanimoN truoC etatS eenimoN .oN laniF ot noitanimoN tsriF ,despalE syaD fo emaN etaD )8002 ,02 rebotc O fo sa( ssergnoC ht011 eht gniruD edarT lanoitanretnI fo truoC .S.U eht ot snoitanimoN s'hsuB .W egroeG tnediserP . 5 elbaT ¢ Table presents the total number of persons nominated by President Bush to each category of lower Article III court during his entire presidency. The table also breaks down each numerical total, showing, as of the date listed, the number of nominees whose most recent nominations were (1) confirmed; (2) pending in the Senate; (3) returned to the President, at the end of a Congress or at the start of a Senate recess of more than 30 days, and not re-submitted; or (4) withdrawn by the President. This table counts nominees to a particular judgeship only once, even if they were nominated to their judgeship more than once.19 A :struoC rewoL III elcitrA ot seenimoN s'hsuB .W egroeG tnediserP . 6 elbaT noitanimoN tneceR tsoM riehT fo sutatS ot gnidroccA nwodkaerB laciremuN )8002 ,02 rebotcO - 1002 ,02 yraunaJ( truoC latoT nwardhtiW detanimoneR toN ,denruteR gnidneP demrifnoC slaeppA fo struoC 16 01 8 6 58 astruoC tcirtsiD 162 02 1 4 682 edarT lanoitanretnI fo truoC 2 0 0 0 2 latoT 423 03 9 01 373 esabataD snoitanimoN laiciduJ SRC :ecruoS eht ot roirp demrifnoc erew mohw fo lla ,struoc tcirtsid lairotirret eht ot seenimon eerht edulcni ton seoD .a on neeb evah erehT .smret raey-01 elbawener ot detnioppa era struoc esoht no segduJ .ssergnoC ht011 .ssergnoC ht011 eht ni struoc tcirtsid lairotirret eht ot snoitanimon Table places the judicial nominee numbers of the George W. Bush presidency in the context of the last five Presidents. Comparison of the nominee statistics of the two-term Presidents in this group (Reagan, Clinton, and George W. Bush) reveal that, as of October 20, 2008: · The percentage of George W. Bush's nominees confirmed to the circuit courts (71.8%) is relatively close to the confirmation percentage for Clinton nominees (72.2% for circuit courts), but well below that for Reagan nominees (88.3% for circuit courts). · The percentage of George W. Bush's nominees confirmed to the district courts (91.3%) is more than the confirmation percentage for Clinton nominees (87.1%), but less than that for Reagan nominees (94.8%). · The number of Bush nominees confirmed to the circuit courts (61) is somewhat below the number of confirmed Clinton circuit nominees (65) and well below the number of confirmed Reagan circuit nominees (83), while the number of Bush nominees confirmed to the district courts (261) is well below the confirmed district court nominee numbers of both Presidents Clinton and Reagan (305 and 290, respectively). 19 Some of President Bush's nominees were nominated to a circuit or district judgeship more than once within a Congress, or nominated to the judgeship in more than one Congress. For a listing of these nominees, as well as other Presidents' nominees to the circuit and district courts whose nominations were resubmitted from 1977 through 2006, See CRS Report RL33839, Returns and Resubmissions of Nominees to the U.S. Courts of Appeals and District Courts, 1977-2006, by Kevin M. Scott. .)0891 ecnis truoC III elcitrA na( edarT lanoitanretnI fo truoC eht ot snoitanimon edulcni ton seoD .b .struoc lairotirret eht ot seenimon rof tnuocca hcihw ,nedraeB neeruaM dna ,ttocS .M niveK ,suktuR nevetS sineD yb ,sessergnoC ht901-ht701 eht gniruD hsuB .W egroeG tnediserP yb snoitanimoN truoC tcirtsiD dna tiucriC .S.U ,86813LR tropeR SRC fo 3 elbaT ni detneserp atad truoc tcirtsid eht morf tahwemos reffid snmuloc eseht ni srebmun eht ,tluser a sA .sdnalsI anairaM nrehtroN eht dna ,mauG ,sdnalsI nigriV .S.U eht ni struoc tcirtsid lairotirret ot esoht ton dna ,spihsegduj truoc tcirtsid III elcitrA ot seenimon rof ylno tnuocca elbat siht fo snmuloc truoc tcirtsid ehT .a esabataD snoitanimoN laiciduJ SRC :ecruoS %8.68 173 223 %3.19 682 162 %8.17 58 16 )8002 ,02 rebotcO hguorht( hsuB .W egroeG %1.48 044 073 %1.78 053 503 %2.27 09 56 notnilC lliB %9.77 442 091 %5.77 191 841 %2.97 35 24 hsuB .W.H egroeG %3.39 004 373 %8.49 603 092 %3.88 49 38 nagaeR dlanoR %8.29 872 852 %7.29 812 202 %3.39 06 65 retraC ymmiJ tnecreP seenimoN demrifnoC tnecreP seenimoN demrifnoC tnecreP seenimoN demrifnoC tnediserP b latoT astruoC tcirtsiD slaeppA fo truoC )8002 ,02 rebotc O fo sa( stnediserP tneceR tsoM eviF ,demrifnoC seenimoN fo tnecreP dna ,demrifnoC rebmuN ,seenimoN fo rebmuN :slaeppA fo struoC dna struoC tcirtsiD .S.U III elcitrA . 7 elbaT ¢ To put Senate consideration of President George W. Bush's lower court nominees in additional historical context, Figures 1 (courts of appeals) and 2 (district courts) illustrate the average number of days that have elapsed from first nomination to final action for judicial nominations for each of the last five Presidents. Both Figures 1 and 2 separate confirmed nominees from those who were not confirmed by the Senate (those who were rejected by the Senate or withdrawn by the President, or whose most recent nomination was returned by the Senate and not resubmitted by the President). ,noitcA etaneS laniF ot noitanimoN tsriF morF syaD fo rebmuN egarevA . 1 erugiF 8002 ,02 rebotcO-7791 ,02 yraunaJ ,slaeppA fo struoC .S.U eht ot seenimoN 1000 900 859 800 Average Number of Days 700 600 500 439 400 350 319 300 257 238 195 200 104 100 69 69 0 Carter Reagan G.H.W. Bush Clinton G.W. Bush President Confirmed Uncomfirmed ot syad fo rebmun egareva eht etacidni srab eht pota srebmuN .esabataD snoitanimoN laiciduJ SRC :ecruoS yb nwardhtiw ,etaneS eht yb detcejer erew snoitanimon esohw esoht edulcni seenimon demrifnocnU .noitca lanif dna ,8002 ,02 rebotcO fo sa tnerruc era ataD .dettimbuser ton dna tnediserP eht ot denruter ro ,tnediserP eht .etad taht fo sa gnidnep seenimon edulcni ton od Compared with recent Administrations, Figure 1 shows that President George W. Bush's appeals nominees experienced, on average, the highest number of days elapsed from first nomination to final Senate action. The data presented in Figure 1 also reflect consistently increasing average time to final action for confirmed nominees over each of the last three presidencies and increasing average time to final action for unconfirmed nominees over each of the last four presidencies. The average time to final action for President George W. Bush's confirmed nominees to the courts of appeals, 350 days, is 47% greater than the average time to final action for President Clinton's confirmed nominees to the courts of appeals and 407% greater than the average time to final action for President Carter's confirmed nominees to the courts of appeals. The average time to final action for President George W. Bush's unconfirmed nominees to the courts of appeals (not ¢ including those currently pending in the Senate), 859 days, is 96% greater than the average time to final action for President Clinton's unconfirmed court of appeals nominees and 341% greater than the average time to final action for President Carter's unconfirmed court of appeals nominees. ,noitcA etaneS laniF ot noitanimoN tsriF morf syaD fo rebmuN egarevA . 2 erugiF 8002 ,02 rebotcO-7791 ,02 yraunaJ ,struoC tcirtsiD .S.U III elcitrA eht ot seenimoN 600 520 500 400 Average Number of Days 400 300 195 200 170 176 178 136 103 100 71 68 0 Carter Reagan G.H.W. Bush Clinton G.W. Bush President Confirmed Uncomfirmed ot syad fo rebmun egareva eht etacidni srab eht pota srebmuN .esabataD snoitanimoN laiciduJ SRC :ecruoS yb nwardhtiw ,etaneS eht yb detcejer erew snoitanimon esohw esoht edulcni seenimon demrifnocnU .noitca lanif dna ,8002 ,02 rebotcO fo sa tnerruc era ataD .dettimbuser ton dna tnediserP eht ot denruter ro ,tnediserP eht .etad taht fo sa gnidnep seenimon edulcni ton od Many of the patterns observed in time to final action for court of appeals nominees can also be observed in time to final action for district court nominees. Compared with recent Administrations, Figure 2 shows that President George W. Bush's district nominees experienced, on average, the highest number of days elapsed from first nomination to final Senate action. The data presented in Figure 2 also demonstrate consistently increasing average time to final action for confirmed nominees over each of the last three presidencies and increasing average time to final action for unconfirmed nominees over each of the last two presidencies. The average time to final action for President George W. Bush's confirmed nominees to the district courts, 178 days, is 31% greater than the average time to final action for President Clinton's confirmed nominees to the district courts and 151% greater than the average time to final action for President Carter's confirmed nominees to the district courts. The average time to final action for President George ¢ W. Bush's unconfirmed nominees to the district courts (not including those currently pending in the Senate), 520 days, is 30% greater than the average time to final action for President Clinton's unconfirmed district court nominees and 206% greater than the average time to final action for President Carter's unconfirmed district court nominees. ¢ ¡ Under the Constitution of the United States, the President and the Senate share the responsibility for filling vacancies in the federal judiciary.20 While it is the President who nominates persons to fill federal judgeships, the appointment of each nominee also requires Senate confirmation. Although not mentioned in the Constitution, the Senate Judiciary Committee also plays an important role midway in the process--after the President selects, but before the Senate as a whole considers, the nominee. It is the Judiciary Committee in the Senate that has committee jurisdiction over most federal judicial nominations--namely, those to the Supreme Court, the courts of appeals, the district courts (including the territorial district courts), the U.S. Court of International Trade, and the U.S. Court of Federal Claims.21 The need for the President to make a nomination to an Article III court judgeship arises when a vacancy occurs on the court, due to the death, retirement, or resignation of a judge (or when a judge announces the intention to retire or resign).22 In considering judicial candidates for possible nomination, the President frequently receives recommendations from U.S. Senators.23 By longstanding custom, dating back to the mid-1800s, Senators of the President's party have provided Presidents such advice, recommending candidates for judgeships situated in their states or linked by tradition to their states.24 Also by custom, Senators not of the President's party play a consultative role and may convey to the President their views about candidates under consideration for judgeships in their states.25 The judgeships for which a Senator ordinarily recommends nominees, or is consulted, are those in the U.S. district court or courts which 20 Article II, Section 2, clause 2 of the Constitution provides that the President "shall nominate, and by and with the Advice and Consent of the Senate, shall appoint ... Judges of the supreme Court, and all other Officers of the United States, whose Appointments are not herein otherwise provided for, and which shall be established by Law...." 21 Nominations to the Court of Appeals for the Armed Forces fall within the jurisdiction of the Senate Armed Services Committee; nominations to the U.S. Tax Court fall within the Jurisdiction of the Senate Finance Committee; and nominations to the Court of Appeals for Veterans Claims fall within the jurisdiction of the Senate Veterans' Affairs Committee. 22 A vacancy also would occur if a judge was removed by Congress through the impeachment process, but historically such occurrences have been extremely rare. Specifically, in our nation's history, "there have been 15 impeachment trials in the Senate, 11 against judges. Seven trials have resulted in convictions, all against judges." CRS Report RL32935, Congressional Oversight of Judges and Justices, by Elizabeth B. Bazan and Morton Rosenberg. 23 See CRS Report RL34405, Role of Home State Senators in the Selection of Lower Federal Court Judges, by Denis Steven Rutkus. 24 A scholar on the Senate's role in judicial appointments, writing in 1953, described the "well-established custom, which has prevailed since about 1840," wherein U.S. district judges "are normally selected by senators from the state in which the district is situated, provided they belong to the same party as the President." By contrast, the President was said to have "a much freer hand in the selection of judges to the circuit courts of appeals, whose districts cover several states...." Joseph P. Harris, The Advice and Consent of the Senate (Berkeley, CA: University of California Press, 1953; reprint, New York: Greenwood Press, 1968), p. 314, (page citations are to the reprint edition). See also, for more recent discussion of the continuing role played by Senators in recommending judicial candidates, Sheldon Goldman, Picking Federal Judges: Lower Court Selection from Roosevelt Through Reagan (New Haven, CT: Yale University Press, 1997) (in each presidency chapter, under the heading "Senators and Selection"). 25 See CRS Report RL32013, The History of the Blue Slip in the Senate Committee on the Judiciary, 1917-Present, by Mitchel A. Sollenberger. See also Elliot E. Slotnick, "A Historical Perspective on Federal Judicial Selection," Judicature, vol. 86, July-August 2002, where, at p. 13, the author observes that the blue slip procedure of the Senate Judiciary Committee "has worked to ensure that home state senators of both parties, whether or not they are of the president's party, have some say when judges are being nominated from their state." ¢ geographically fall within the Senator's state and the U.S. court of appeals circuit of which the Senator's state is a geographic part--provided the circuit judgeship historically has been associated with the Senator's state.26 After selecting someone to fill a judicial vacancy, the President formally submits a nomination in writing to the Senate.27 Usually on the same day it is received by the Senate, the nomination is referred to the Judiciary Committee. The committee's first formal public step is to hold a hearing on a nomination. The committee subsequently meets again to vote on whether to report the nomination to the full Senate. A committee vote to report (even a vote to report with an unfavorable recommendation) sends the nomination forward to be considered by the Senate as a whole, while a vote against reporting (historically, a very rare occurrence) prevents the nomination from going forward, and in effect defeats the nomination in committee. The next step in the appointment process occurs when the Senate votes to confirm or disapprove the nomination. A vote to confirm requires a simple majority of Senators present and voting. If the Senate votes to confirm the nomination, the Secretary of the Senate then attests to a resolution of confirmation and transmits it to the White House.28 In turn, the President signs a document, called a commission, officially appointing the individual to the court. The signed commission is then "returned to the Justice Department for engraving the date of appointment (determined by the actual day the president signs the commission) and for the signature of the attorney general and the placing of the Justice Department seal."29 Once the President has signed the commission, the incoming judge is eligible to be sworn into office. The new judge actually takes two oaths of office--a judicial oath, as required by the Judiciary Act of 1789, and a constitutional oath, which, as required by Article VI of the Constitution, is administered to Members of Congress and all executive and judicial officers. As with nominations in general, judicial nominations sometimes fail to advance through each procedural step in the appointment process. After referral to committee, a nomination might not receive a hearing or, after receiving a hearing, might not receive a committee vote on whether it should be reported. Even if favorably reported by committee, a nomination might not receive a vote by the Senate on whether to confirm. The majority leader might not schedule a vote, or some Senators might oppose taking such a vote and a "super-majority" of three-fifths of the full membership of the Senate would be needed to invoke cloture on the nomination.30 If a nomination fails to receive a Senate vote on confirmation, it ultimately will be either withdrawn 26 A President is generally believed inclined to avoid selecting a judicial nominee opposed by a home-state Senator of the President's party--given the custom of "senatorial courtesy," wherein the Senate, as a collegial body, customarily supports Senators in disputes with the President over judicial appointments in their state. Two scholars have written that, as a result of this custom, Senators of the President's party "who object to a district judgeship in their home state have a virtual veto over the nomination." Robert A. Carp and Ronald Stidham, Judicial Process in America, 3d ed. (Washington: CQ Press, 1996), p. 247. 27 For a detailed examination of the procedures followed by Senate committees and the full Senate in considering nominations in general, see CRS Report RL31980, Senate Consideration of Presidential Nominations: Committee and Floor Procedure, by Elizabeth Rybicki. For a diagrammatic overview of procedures followed by the Senate Judiciary Committee and the full Senate in considering district and circuit court nominations, see CRS Report RS21735, U.S. District and Circuit Court Nominations: A Diagram of Customary Procedures, by Mitchel A. Sollenberger. 28 If, on the other hand, the Senate votes in the negative on whether to confirm, the nomination is defeated, and a resolution of disapproval is forwarded to the President. 29 Sheldon Goldman, Picking Federal Judges: Lower Court Selection from Roosevelt Through Reagan (New Haven, CT: Yale University Press, 1997), p. 12. 30 See CRS Report RL32878, Cloture Attempts on Nominations, by Richard S. Beth and Betsy Palmer. ¢ by the President or returned to the President by the Secretary of the Senate upon a Senate adjournment or recess of more than 30 days.31 The Senate may, by unanimous consent, carry nominations over a recess of more than 30 days. Denis Steven Rutkus Maureen Bearden Specialist on the Federal Judiciary Information Research Specialist srutkus@crs.loc.gov, 7-7162 mbearden@crs.loc.gov, 7-8955 31 Rule XXXI, paragraph 6, Standing Rules of the Senate, provides, in part, that "if the Senate shall adjourn or take a recess for more than thirty days, all nominations pending and not finally acted upon at the time of taking such adjournment or recess shall be returned by the Secretary to the President and shall not again be considered unless they shall again be made to the Senate by the President." ------------------------------------------------------------------------------ For other versions of this document, see http://wikileaks.org/wiki/CRS-RL33953